Securities commission

Results: 40336



#Item
721

SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4

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Source URL: compliance-sec.com

Language: English - Date: 2015-07-03 04:29:05
    722

    Submission Proof - D:\Dropbox (SEC Compliance)\2014 OPERATIONS\2015 OPERATIONS\2015 ED...Page 1 of 106 UNITED STATES  SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  

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    Source URL: compliance-sec.com

    Language: English - Date: 2015-08-19 10:00:55
      723Economy / Business / Finance / Stock market / SEC filings / Bloomfield /  Connecticut / Cigna / U.S. Securities and Exchange Commission / Anthem Inc. / Forward-looking statement / Proxy statement / Securities Act

      confluence_infographic_v13_final

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      Source URL: betterhealthcaretogether.com

      Language: English - Date: 2015-09-21 16:12:34
      724Stock market / Economy / Finance / Financial economics / Forward-looking statement / Securities Act / Prospectus / Proxy statement / Security / U.S. Securities and Exchange Commission / Regulation S-K / SEC filing

      PDF Document

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      Source URL: www.mediageneral.com

      Language: English - Date: 2016-03-06 02:20:45
      725

      UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION NON-PROSECUTION AGREEMENT

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      Source URL: business.cch.com

      Language: English - Date: 2015-09-22 16:16:08
        726

        London, UK, 14 January 2013 Edison predicts an accelerating trend in the separation of revenues from trading securities and payments for equity research Asset managers expected to change commission allocation processes t

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        Source URL: www.edisoninvestmentresearch.com

        Language: English - Date: 2014-01-14 06:14:40
          727Florida / Ethics / Constitution of Florida / Florida law / Government of Florida / Business ethics / Oklahoma Ethics Commission / U.S. Securities and Exchange Commission

          ANNUAL REPORT TO THE FLORIDA LEGISLATURE FOR CALENDAR YEAR 2001

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          Source URL: www.ethics.state.fl.us

          Language: English - Date: 2015-04-27 15:40:13
          728

          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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          Source URL: compliance-sec.com

          Language: English - Date: 2015-02-10 22:59:51
            729

            UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K [X] Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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            Source URL: compliance-sec.com

            Language: English - Date: 2015-01-06 23:30:39
              730U.S. Securities and Exchange Commission / Finance / Economy / Money / Crowdfunding / United States securities law / 73rd United States Congress / SEC filings / Securities Act / Regulation D / Securities regulation in the United States / Regulation A

              View the online version at http://us.practicallaw.comStart-up Equity Awards: Securities Law Considerations JOSEPH M. WALLIN AND SUSAN S. SCHALLA, CARNEY BADLEY SPELLMAN, P.S., WITH PRACTICAL LAW CORPORATE &

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              Source URL: joewallin.com

              Language: English - Date: 2015-07-23 17:54:35
              UPDATE